STTR

The STTR program supports collaborative projects focused on technological innovation with commercialization potential. EVAMAX is here to assist with your application to maximize its achievability.

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OVERVIEW

The Small Business Technology Transfer (STTR) program aims to encourage US small businesses to engage in research and development (R&D) with potential for commercialization. The STTR program provides awardbased funding as incentive for technological innovation.

The STTR program requires the small business to formally collaborate with a non-profit research institution in Phase I and Phase II. The main objective of the STTR program is to bridge the gap between performance of basic science and commercialization of resulting innovations.

HOW IT WORKS​

The STTR program is provided by the U.S. Small Business Administration (SBA). The SBA allocates funding for the STTR program to each of the 5 participating agencies listed below who then provide awardee small businesses with either a grant or contract for funding.

DOD

Department of Defense

DOE

Department of Energy

HHS

Department of Health & Human Services

NASA

National Aeronautics & Space Administration

NFS

National Science Foundation

ELIGIBILITY​

To be eligible for this program, your business must meet all the following requirements:

The partnering non-profit research institution must meet the following eligibility criteria:

Meet one of three definitions:

Non-Profit College or Uni-70x70

Non-profit
college or
university

Domestic Non-Profit Org-70x70

Non-profit
college or
university

Federal Funded R&D-70x70

Non-profit
college or
university

Located in the United States

THE THREE PHASES

The STTR program is provided by the U.S. Small Business Administration (SBA). The SBA allocates funding for the STTR program to each of the 5 participating agencies listed below who then provide awardee small businesses with either a grant or contract for funding.

The SBIR program consists of three phases

Phase 1-70x70

Phase 1​

During phase I, the technological merit, feasibility, and commercialization potential of the proposed R&D will be established. The quality of performance of the small business will also be determined to evaluate the possibility of stage II funding.

Funding:$50,000 – $250,000 for 1 year

Phase 2-70x70

Phase 2

Typically, only phase I awardees are eligible for phase II. During phase II, R&D efforts started in phase I will be continued and awardees are assessed based on their outcomes in phase I, technological merit and commercialization potential from the phase II project.

Funding:$750,000 for 2 years

Phase 3-70x70

Phase 3

In phase III the small businesses’ focus is on commercializing outcomes achieved through phases I & II.

Funding:$50,000 – $250,000 for 1 year

SBIR vs. STTR

Outlined below are some of the main differences between the SBIR and STTR programs.

SBIR
Partnerships allowed but not required
Majority of project employment must be at the applicant small business
Allowed to subcontract up to:
Phase I: 33%
Phase II: 50
11 participating agencies
Majority venture capital ownership is allowed by some agencies
STTR
Must have a partnership with an eligible organization.
Principal Investigator may be employed by either the small business or the partnering organization small business
Minimum project work requirement:
Small business: 40%
Phase I: 33% Partnering organization: 30%.0
5 participating industries
Majority venture capital ownership is not allowed.

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